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Federal Capital Markets Limited: Member of BSE (Member ID 5153) – SEBI Registration no.: INZ000210834 CDSL (DP ID 12088000) – SEBI Registration no.: IN-DP-IN-DP-398-2019. Corporate Address: “Federal House”, 171, 5^th Cross, RIFCO-SHANTINIKETAN LAYOUT, Battarahalli, BANGALORE – 560049, Karnataka, India. For any complaints pertaining to securities broking please write to complaints@federalcapital.in, for DP related to dp@federalcapital.in. Please ensure you carefully read the Risk Disclosure Document as prescribed by SEBI | ICF

Procedure to file a complaint on SEBI SCORES: Register on SCORES portal. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances

"Smart Online Dispute Resolution SMARTODR for Online concillation and arbitration for resolution of disputes in the security market. "

Grievances Redressal Mechanism

Investments in securities market are subject to market risks; read all the related documents carefully before investing.

Attention Investors!!!

"Prevent Unauthorized Transactions in your demat account-->Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transaction in your demat account directly from CDSL on the same day issued in the interest of investors."

“The Stock Exchange, Mumbai is not in any manner answerable, responsible or liable to any person or persons for any acts of omission or commission, errors, mistakes and/or violation, actual or perceived, by us or our partners, agents, associates etc., of any of the Rules, Regulations, Bye-laws of the Stock Exchange, Mumbai, SEBI Act or any other laws in force from time to time."

"The Stock Exchange, Mumbai is not answerable, responsible or liable for any information on this Website or for any services rendered by our employees, our servants, and us.”

"Prevent Unauthorized Transactions in your trading/demat account Update your Mobile Number/Email IDs with your Stock brokers/Depository Participant.Receive alerts/information of your transactions on your Registered Mobile/Email for all debit and other important transactions in your trading/demat account directly from Exchange/CDSL on the same day."

"KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.),you need not undergo the same process again when you approach another intermediary."

"No need to issue cheques by investors while subscribing to IPO.Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment.No worry for refund as the money remains in investor's account."

"Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020"

"Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge"

"Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month"

Fund Transfer: You can transfer fund to

A/c No. 05230340003569, HDFC Bank IFSCode: HDFC0000523, A/c Name: Federal Capital Markets Limited

RISK DISCLOSURES ON DERIVATIVES

*9 out of 10 individual traders in equity Futures and Options Segment, incurred net losses.

*On an average, loss makers registered net trading loss close to Rs.50,000

*Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs

*Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost

Company

Federal House, 171, 5th Cross
Rifco-Shantiniketan Layout, Battarahalli,
Bangalore - 560049
Karnataka, India

GST No: 29AABCF7686F1Z8
CIN : U65910KA2011PLC059562

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